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How to Better Manage Your Compliance Function - Recorded Past Webinar

Financial Institutions

May 06, 2011
by John Moniak, Tim Tedrick, CRCM, CRP

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John Moniak John Moniak
Senior Manager

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Tim Tedrick Tim Tedrick, CRCM, CRP
Partner

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With the fast-paced changes in regulations, managing the risks and implementing process changes are tougher than ever. Compliance risk management must involve all areas of a financial institution. Implementing and managing an effective compliance program is critical to the success of every institution, large or small.

In this webinar, we will cover:

  • A compliance program overview
  • Compliance committee structure
  • Monitoring for change
  • Implementing new regulations
  • Compliance testing and reporting
  • Exam management

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(PDF 122 kB,WMV 17402 kB)



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