Utilizing more than 15 years of banking experience, Adam Baker is a senior manager in the financialservices practice. He works with a number of financial institutions performing risk-based internal audits, evaluating internal controls and adherence to internal policies. In addition, Adam provides Bank Secrecy Act (BSA) examination and Automated Surveillance Monitoring validation services to help financial institutions stay in compliance and strengthen their BSA programs.
- Internal audit examinations
- BSA compliance
- Automated Clearing House (ACH) audits
- Financial statement audits
- Certified Financial Services Auditor
- Certified Anti-Money Laundering Specialist
- The Institute of Internal Auditors (IIA) – Member
- Association of Certified Anti-Money Laundering Specialists
University of Wisconsin-Oshkosh
- Bachelor of business administration degree
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ARTICLE | FINANCIAL INSTITUTIONS
How to adopt FinCEN’s proposed recordkeeping, travel rules
Financial institutions can prepare now for FinCEN’s proposal to amend the recordkeeping and travel rule regulations under the Bank Secrecy Act.