Adam B. Baker, CFSA, CAMS
Manager
Adam Baker is an internal audit manager in Wipfli LLP’s financial institutions practice. Utilizing more than 10 years of banking experience, he works with a variety of financial institutions performing internal audits, evaluating operating controls and internal policies. Adam also assists clients with Bank Secrecy Act (BSA) compliance.
Certifications
- Certified Financial Services Auditor
- Certified Anti-Money Laundering Specialist
Professional Memberships and Activities
- The Institute of Internal Auditors (IIA) - Member
Areas of Focus
- Internal audit examinations
- BSA compliance
- Automated Clearing House (ACH) audits
- Financial statement audits
Education
University of Wisconsin-Oshkosh- Bachelor of business administration degree
Recent Insights
Articles
How to adopt FinCEN’s proposed recordkeeping, travel rules
Jul 04, 2021
How are those ‘other’ high-risk customers doing?
Oct 31, 2019
Does Your BSA/AML Risk Assessment Cover the Bases?
Nov 04, 2018
Are You Balancing Employee Trust With Smart Internal Controls?
Jul 01, 2016
Blogs
How you can help with BSA/AML and COVID-19-related fraud
Nov 02, 2020
