Why Wipfli?
Whether you’re marketing to individuals or marketing to entities raising capital, Wipfli can help.
Our broker dealer consulting team brings extensive industry experience and comprehensive support to your challenges. We understand your industry, and we know that issues with technology, people and compliance can impact all areas of your business. That’s why we address your challenges holistically, instead of keeping them isolated and siloed, with solutions that are tailored to your needs.
Wipfli’s assurance services go beyond the numbers and reports to deliver actionable recommendations to improve your organization. Our team of experienced professionals delivers industry-specific audit, accounting and assurance services designed to support your growth and optimize performance.
An effective tax strategy is vital to driving growth. At Wipfli, our team takes a comprehensive, proactive approach to help you navigate complex tax law compliance and find opportunities to create a more tax-efficient structure.
Use technology to drive success with Wipfli’s digital team. Whether you want to adopt the latest innovations, enhance compliance or gain new efficiencies, our team can apply industry-specific strategies and best practices to support your technology needs.
Wipfli can help you optimize your compliance, accounting, HR, technology and operations with our outsourced services. We deliver solutions to solve your back-office challenges and enhance your organization’s value.
Mitigate risk as you grow your organization with Wipfli. We can help bolster confidence in your risk management practices and compliance, applying industry experience, practical solutions and proactive strategies to your risk management practices. Our services include Rule 206(4)-2 testing, internal control audits, IT general controls reviews, SOX audits and regulatory assessments.
Wipfli’s organizational performance team helps you align your people, strategy and operations with achieving sustainable growth. We take time to understand your business deeply, developing tailored approaches that meet your vision of success.
Wipfli offers comprehensive, industry-specific transaction services that can help support your organization as you grow or sell. Our team is committed to addressing your strategic and transaction needs, supporting you through every stage of the process and helping you achieve a successful outcome.
Reach out to our team
New opportunities bring new risks for broker dealers. Our team helps you balance growth and compliance while strengthening performance across your organization.
Insights and resources
EVENT | September 10, 2026
AI without the hype: How credit unions can use AI responsibly and profitably
Are you ready to cut through the hype and hear clear, practical advice on using AI in your credit union? Join Wipfli and CUNA Strategic Services on September 10 as we lay the groundwork for responsible and scalable AI adoption. We’ll explain how you can use AI to improve member experiences, increase operational efficiency and support decision-making across your institution. This webinar is designed for credit union CEOs, CIOs, COOs and senior leaders who want to move beyond AI experimentation. Join us to help ensure your credit union’s AI investments support today’s priorities and tomorrow’s strategy.
EVENT | September 17, 2026
CFO Roundtable: Succeeding responsibly with AI
To succeed with AI, financial institutions must understand the technology, its costs and how to govern it responsibly. That’s a tall order given the pace of change. Join Wipfli to learn how to evaluate, implement and govern AI responsibly. We’ll discuss capabilities you could gain from different AI technologies, the role of data management and governance and practical steps to manage risk and control costs.
EVENT | October 15, 2026
Risk Roundtable: Understanding AI to support responsible governance
AI literacy is becoming an essential competency for compliance professionals. Our October Risk Roundtable will cover AI fundamentals and how AI is changing the risk landscape. In many organizations, employees are rapidly adding AI to their daily workflows, and adoption is moving faster than governance. Get caught up with Wipfli. You’ll leave this session with: • A better understanding of the AI technologies your teams may be adopting. • Best practices for supporting responsible AI implementation. • Practical considerations around AI governance, policy and employee education. A live Q&A opportunity will follow the presentation. Risk Roundtable is designed specifically for chief risk officers, internal auditors, BSA officers and compliance officers in community banks and credit unions. Join the community on October 15 and learn how to manage this evolving risk.
LET'S CONNECT
See how Wipfli’s collaborative approach can help your organization turn regulatory, operational and technology challenges into opportunities for growth and resilience.
