Kathy Enbom, CRCM
Principal, Compliance
Kathy Enbom is a leader of the firm’s regulatory compliance and Bank Secrecy Act (BSA) services. She has an extensive background in regulatory compliance, marketing, and leadership that includes significant training in developing, delivering, and implementing instructional programs. Kathy uses this experience to enhance consultative interaction by providing guidance and resources to assist clients in improving their overall compliance management system. Her well-rounded experience in the financial services industry has helped her to develop a comprehensive understanding of financial institution operations and management, resulting in her ability to provide meaningful insight and helpful recommendations for many areas of the institution.
Certifications
- Certified Regulatory Compliance Manager
Professional Memberships and Activities
- Presenter for local, state, and national industry organizations
- Participant in compliance networking groups
- Active roles in community and work force development programs
Areas of Focus
- Regulatory compliance
- Risk assessments
- BSA examinations, investigations, and lookbacks
- Fair lending consultations
- Customized training presentations
- Compliance management system development and co-sourced engagements
- Compliance with regulatory orders
Recent Insights
Articles
Reg BI and Form CRS: Are you prepared to evidence compliance during your next exam?
Sep 30, 2020
Our analysis of COVID-19 recommendations for financial institutions from FDIC and OCC
Mar 19, 2020
Why You Should Extend Change Management Processes Beyond Regulation Shifts
Jun 24, 2019
Overdraft Overkill
Jun 19, 2018
Webinars
Asset management webinar: OCIE risk alert updates
Sep 30, 2020
CMS Expectations: Preparing for Your Next Exam
Jun 26, 2019