Financial Institutions

BSA Workshop

Assessing and Managing Risk

The regulatory environment is changing! The Bank Secrecy Act regulation has implemented a fifth pillar with a mandatory compliance date of May 2018. Are you ready for the Beneficial Ownership Rule? We will guide you through the process and ensure your institution is compliant with the regulation. In addition, our speakers will address frequently asked CTR and SAR completion questions. We will also discuss how your institution can implement an exam-proof risk assessment.
 
Attendees will receive a copy of Wipfli’s BSA/AML/OFAC policy and procedure template, which has been fully updated to include the Beneficial Ownership Rule as it relates to CIP, CDD, and CTRs.
 
Who should attend?
BSA Officers, Backup BSA Officers, Compliance Officers, and Internal Auditors
 
Agenda
8:30 – 9:00 a.m.            Registration and continental breakfast (for on-site locations only)
9:00 a.m. – 4:00 p.m.    BSA Workshop
Noon - 1:00 p.m.           Lunch provided for on-site locations only. Break for lunch time during webinar.
 
 
Presented by
Senior Manager, Compliance
 
Senior Specialist, Compliance
 
 
Registration Fee
$249 per person or website connection
 
 
Dates and locations
Please join your colleagues and Wipfli compliance experts for a one-day workshop on the date and at the location most convenient for you. Click the links below to learn more or to register.
 
May 16, 2017  On-Site Live   Rockford, IL
 
May 24, 2017  Online Live     Webinar
 
 
Questions
Please contact Mary Boortz at 715.858.6677 or mboortz@wipfli.com.