Financial institution regulatory compliance subscription service

Regulatory compliance is complex and time-consuming, but it doesn’t need to be. Our subscription service is designed to assist your financial institution with routine regulatory compliance questions. Simply email a question to us and receive a response back within one business day from Wipfli’s regulatory compliance professionals.

When you subscribe, you can:

  1. Submit up to 50 emailed federal regulatory compliance questions annually.
  2. Attend ComplianceHelpLive webinars every quarter, or listen to the recorded webinar at your convenience.
  3. Give access to ComplianceHelpLive meetings to an unlimited number of attendees from your financial institution.

Subscription levels (based on an annual, calendar-year renewal):

Level 1 — Q&A

  • Up to 50 emailed questions per year
  • Includes quarterly ComplianceHelpLive meetings
  • Cost is only $2,000 annually

Level 2 — Unlimited

  • Unlimited emailed questions
  • Includes quarterly ComplianceHelpLive meetings
  • $3,000 annually

Level 3 — Quarterly ComplianceHelpLive meetings only

  • $500 annually

Retainer services are also available. A prepaid retainer allows you to use our compliance services for more than just questions; we can also assist with reviewing policies, disclosures and other documents, as needed.

If you choose not to subscribe, compliance consulting services are still available and will be billed on an hourly basis.

Let’s get started

Please submit the completed form below to subscribe to An engagement letter will be sent to you in the next 10 business days for you to approve and sign.

Thank you for your interest. If you have any questions please contact Mary Boortz at Upon submission of the form, an engagement letter will be sent to you in the next 10 business days, for you to approve and sign.
Video: Benefits of Co-Sourcing Your Internal Audit Plan
You don’t have to stress about making sure your internal audit plan is completed on time. Together, we work with you to identify risks, update processes and finalize your plan. Reinforce your team with the support you need to complete your annual internal audit plan with confidence.