Erica Dornfeld
Manager
Erica Dornfeld is a member of our financial institutions group’s regulatory compliance team, where she works with clients to assess the effectiveness of compliance policies, procedures, and practices. Her well-rounded experience in the financial services industry has helped her develop knowledge of day-to-day operations and insight into what examiners expect from a well-managed, risk-based compliance program. Erica enjoys providing meaningful insight and helpful recommendations to meet the challenges of regulatory and operational issues.
Certifications
- Certified Regulatory Compliance Manager (CRCM)
- Certified BSA/AML Professional (CBAP)
Professional memberships and activities
- American Bankers Association (ABA) - Member
Areas of Focus
- Bank Secrecy Act (BSA) examinations and automated monitoring systems
- Home Mortgage Disclosure Act (HMDA) Loan Application Register (LAR) data integrity reviews
- Implementation of regulatory changes
- Regulatory compliance examinations
- Regulatory compliance risk assessment consulting
Education
University of Wisconsin-Whitewater- Bachelor of business administration degree in finance - Graduated summa cum laude
Recent Insights
Articles
SCRA benefits under scrutiny: Know how to comply
Jul 17, 2023
BSA refresher: Are you capturing all areas in your monitoring?
Jul 18, 2022
Variable rate programs: Are you ready for the rate changes?
May 05, 2022
HMDA reporting for 2021: How’s your compliance?
Jan 26, 2022
Common errors identified in HELOC programs
Apr 20, 2021
Adverse action notices and Regulation B: Are you getting it right?
Dec 29, 2020
The do’s and don’ts of the Truth in Savings Act
Apr 21, 2020
The do’s and don’ts of Regulation DD
Apr 20, 2020
Is regulatory compliance part of your culture?
Dec 17, 2019
