Experience excellence in regulatory compliance services.
Today’s ever-changing regulatory environment makes it difficult for financial services organizations to maintain an effective compliance program.
Our professional team includes former compliance officers, and compliance auditors, regulatory examiners, certified regulatory compliance managers, certified anti-money laundering specialists, and certified risk assurance specialists that bring real-world experience to deliver the expertise needed. Having worked in the trenches, our team understands the realities clients face and provide the help and guidance they need to be successful. The majority of our team is CRCM designated.
Clients deserve and we provide an approach that is centered on risk-focused, best practice solutions and service excellence. Leverage our specialists to:
- Provide compliance support for new products, services and marketing campaigns
- Perform routine compliance monitoring and provide solutions to issues detected
- Assist with compliance policy and procedure development
- Provide assistance with compliance due diligence for mergers and acquisitions
- Conduct pre-regulatory compliance examinations coaching and testing and provide preparedness assistance
- Conduct post regulatory compliance examination remediation
- Train staff, boards, and compliance personnel
- Train and mentor new compliance officers
Featured Thought Leader
Kathy Enbom, CRCM
Kathy Enbom is a leader of the firm’s regulatory compliance and Bank Secrecy Act (BSA) services. She has an extensive background in regulatory compliance, marketing, and leadership that includes significant training in developing, delivering, and implementing instructional programs. Kathy uses this experience to enhance consultative interaction by providing guidance and resources to assist clients in improving their overall compliance management system.
Robin Guthridge, CAMS, CRCM
Robin is the BSA compliance practice leader at Wipfli. In addition to performing BSA examinations and validations of automated surveillance monitoring systems, she provides high-level consultations regarding all aspects of the BSA and assists institutions with post-examination remediation and enforcement-action resolution. Robin is a sought-after speaker for local, state and national industry events and provides customized BSA and deposit compliance training solutions.
Melissa D. Blaser, CPA, CRCM, CAMS, CFSA, CFIRS
Melissa Blaser leads the regulatory compliance and Bank Secrecy Act practice for the firm. She assists financial institutions in navigating the complex requirements included within consumer federal bank regulations. Melissa has 25 years of experience in regulatory compliance, internal audit, and public accounting for the financial services industry within a Bank environment and within a public accounting/consulting firm.
