Sarbanes Oxley (SOX) Compliance
Tailored SOX programs to fit your needs, meet objectives, and deliver peace of mind.
Quality Assurance Review for Internal Audits
Gain insight into performance gaps and evaluate conformance with internal audit standards.
FDICIA Compliance Services
Are you about to hit the $500M or $1B FDICIA asset threshold? FDICIA compliance services help you meet these critical new FDICIA requirements.
Featured Thought Leader
Sarah G. Lutzke, CIA
Sarah leads the internal audit service line for Wipfli. Still deeply involved with her clients, Sarah leads outsourced internal audit engagements and manages co-sourced arrangements, ensuring Wipfli’s risk management consulting assistance is tailored to the individual circumstances of each client. Sarah has the experience and ability to evaluate controls within a process and provide sensible recommendations to strengthen operating environments.
Teresa M. Francis, CIA, AAP
With a 100 percent focus in the industry and more than 20 years of experience in leading risk-based internal audits, Teresa serves as a consultant to banking clients on internal, operational, and financial reviews of activities to determine the reliability of information and evaluate compliance with regulations, policies, and procedures.
Carrie Connell, CPA
Carrie has over 15 years of experience in assisting clients with Sarbanes-Oxley Section 404 compliance for accelerated filers and smaller reporting companies, FDICIA compliance, and operational and financial internal audits. She helps both public and private financial institutions ready themselves for and comply with SOX/404 and FDICIA reporting requirements and provides ongoing consultative advice to clients to continuously improve their programs.