Title 31/AML Recent Developments

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Title 31/AML Recent Developments

5/21/2020 08:30 AM - 5/22/2020 12:00 PM (CT)

During this Title 31/Anti-Money Laundering Recent Developments training we will focus on these key areas:

• History and Basic Requirements
• Current and Emerging Title 31 Trends
• Money Laundering 
• Types of Reportable Transactions
• Use of the Monetary Instrument Log
• Suspicious Activity Reporting
• Recent Enforcement Actions
• What is Considered Suspicious Activity
• Know Your Customer
• Source of Funds
• Marijuana Enforcement
• Due Diligence Triggers

WHO WILL BENEFIT

Those that will benefit most from this training are:

• Tribal Council Members
• General Managers
• Gaming Commissioners
• Chief Financial Officers
• Casino Controllers
• Department Managers
• Finance Department
• BSA Compliance Officers
• Gaming Commission Personnel
• Compliance Managers and Officers
• Gaming Inspectors
• Accounting Departments
• Operation Managers
• Revenue Auditors
• Internal Auditors

TRAINER(S)

Glen Galt, CPA
Senior Manager, Nonprofit and Government Practice

Joseph Busby
Chief Compliance Officer, Foxwoods Resort Casino

REGISTRATION FEE

• Early-bird rate (register by April 25): $799 hard copy materials | $699 electronic materials
• Regular rate (after April 25): $899 hard copy materials | $799 electronic materials

Registration fees include:

• Up to 9 CPE credits in accordance with the standards of the National Registry of CPE Sponsors. CPE credits are granted based on a 50-minute hour. 
• Training workbook (electronic or hard copy based on registrant selection)
• Meals and/or refreshment breaks.

Cancellation Policy
Cancellations made after May 10, 2020, will be charged $100 per person cancellation fee. If you cancel, you may send a substitute from your organization. Participants who register but neither attend nor cancel are charged for their full registration fee. Call 888.876.4992 for questions about this policy.

HOTEL INFORMATION

MGM Grand
3799 S. Las Vegas Blvd.
Las Vegas, Nevada 89109

Reservations: 
(877) 880-0880
Rooming list: contact Sophia Thompson Sophia.thompson@wipfli.com 

Room Rate:  $109 per guestroom, per night, single/double occupancy 
Rate expires:  April 23, 2019

DAILY SCHEDULE

Thursday, May 21, 2020            

8:30 – 9 a.m.                             Registration and Breakfast
9 – 10:30 a.m.                           Industry, History and Money Laundering Basics
10 a.m. – 12 p.m.                      Transaction Tracking, MIL/MTL Best Practices
12 – 1 p.m.                                Lunch (provided)
1 – 4 p.m.                                  Suspicious Activity Reporting, Due Diligence, Know Your Customer        
4 – 4:15 p.m.                             Optional - JE University Demo (Online Title 31 Software) 

Friday, May 22, 2020                 

8:30 – 9 a.m.                             Breakfast
9 – 10:30 a.m.                           Enforcement Actions Emerging Trends (Marijuana and Others)
10 a.m. – 12 p.m.                      Risk Assessment or AGA AML Reports and National Money Laundering Assessment

TRAINING WORKSHOP OUTLINE

Day 1: Title 31/Anti-Money Laundering Recent Developments Overview

Thursday, May 21, 2020; 9 a.m. – 4 p.m.

Advanced Preparation: None
Level:   Basic  
Prerequisite: None
Field of Study:   Specialized Knowledge
CPE*:  6.0 credit(s)

During the first day of this Title 31/Anti-Money Laundering Recent Developments training we’ll focus on these key areas:

• History and Basic Requirements
• Types of Reportable Transactions
• Use of the Monetary Instrument Log
• Suspicious Activity Reporting
• What is Considered Suspicious Activity
• Know Your Customer
• Source of Funds
• Due Diligence Trigger

Day 2: Title 31/Anti-Money Laundering Recent Developments Overview continued

Friday, May 22, 2020; 9 a.m. – 12 p.m.

Advanced Preparation: None
Level:   Basic  
Prerequisite: None
Field of Study:   Specialized Knowledge
CPE*:  3.0 credit(s)

During the second day of this Title 31/Anti-Money Laundering Recent Developments training we’ll focus on these key areas:

• Current and Emerging Title 31 Trends
• Recent Enforcement Actions
• Marijuana Enforcement
• Money Laundering

*CPE

National Registry of CPE Sponsors: Wipfli LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the national Registry of CPE Sponsors through its website: www.NASBARegistry.org.

Instructional Delivery: Group-Live.  For more information regarding administrative policies, such as complaint, cancellation and refund policies, please contact our offices at 888.829.1798