Risk advisory services

As regulatory compliance grows more complex, your organization’s risk increases. Let Wipfli help you enhance regulatory and compliance risk management with tailored support ranging from internal audits and quality assurance reviews to compliance assessments for PCI, ISO 27001, HITRUST and RMAI standards.

Wipfli’s marketing compliance services help organizations manage TCPA, TSR and related outreach regulations without slowing growth. We bring regulatory and litigation awareness to help you reduce risk and protect your brand while enabling effective customer engagement.

Wipfli’s forensic services team is ready to help your organization get the factual evidence you need for litigation, damage analysis and investigations. Our forensic accounting and digital forensics services can also help you identify and quantify the effects and costs of fraud.

Wipfli helps ensure your organization adopts the latest innovations safely. Our team helps you mitigate AI, cybersecurity, cloud migration and other technology risks. We also manage related technology regulatory compliance risks, offering support for critical areas such as cyber, data privacy and SOC examinations. 

Identify, prioritize and mitigate risk in a way that’s aligned with your organization’s objectives. Our operational risk management services are ready to help you be strategic about managing the risks you face daily.

Even the most secure environment can carry fraud risks. Wipfli’s fraud team brings our experience in litigation and dispute support to help your organization identify, address and even prevent fraud.

Wipfli’s enterprise risk management and governance advisory services help you balance holistic risk management, regulations, sustainability and transparency with your long-term strategic goals. 

Protect your assets, increase efficiency and maintain compliance with Wipfli’s internal control services. Our range of industry experience can help your organization gain insight into your risks and the controls you need to manage them effectively.

Risk advisory services help organizations identify and manage threats to their compliance, operations or reputation. With risk advisory support, organizations get specialized guidance on building risk management frameworks, strengthening internal controls and meeting regulatory compliance.

Wipfli provides comprehensive risk management advisory services, including supporting your organization with:

• Regulatory compliance risk, including services for internal audits, PCI, ISO 27001, HITRUST, financial risk consulting and quality assurance reviews.
• Governance, risk and controls, including support for designing and implementing enterprise risk‑management frameworks, data privacy, GDPR and board-level governance support.
• Internal controls, including support for SOX, internal audits and IT general and application controls.
• Operational risk management services that can guide you with policy, procedure and program development.
• Technology and IT risk, including cybersecurity assessments, data privacy reviews, SOC examinations (including SOC 1, SOC 2, SOC for cybersecurity and SOC for supply chain), digital forensics, AI risk management, IT general controls, application controls and IT audits.
• Forensic advisory and fraud investigation, including services for forensic accounting, digital forensics, fraud investigations, litigation support, damage quantification and dispute management.

We also take a proactive, year-round approach to risk advisory that extends beyond the audit cycle. Our team remains engaged and accessible, helping address issues before they escalate. Through ongoing guidance, strategic roadmaps and actionable insights, we support effective management of risk and compliance.

Wipfli offers specialized risk advisory services in areas including:

• Enterprise risk
• Operational risk
• Technology risk
• AI risk
• Cybersecurity risk
• IT risk
• Compliance risk
• Regulatory risk
• Governance, risk and controls

We help you confidently meet baseline requirements while looking beyond them to build a more strategic, resilient approach to risk management. Our specialized risk advisory services are reinforced by our extensive industry experience and a wide range of advisory support, helping us connect requirements to operations and deliver insights to impact performance and efficiency.

We can also help you manage risk in highly regulated industries, including financial institutions, financial services, construction, tribal governments and nonprofits.

Wipfli integrates a wide range of risk assessments into our offerings, including:

• Regulatory and compliance risk assessments, such as HITRUST gap assessments and ISO 27001 readiness.
• Technology risk assessments, such as SOC readiness and technology readiness assessments
• Operational and internal controls risk assessments
• SOX (Sarbanes‑Oxley) compliance assessments
• Internal compliance reviews

We also help manage your technology risk with cybersecurity threat assessments and health checks that help you determine how you measure up to frameworks like NIST, as well as identify potential gaps in your cybersecurity program.