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BSA Workshop Assessing and Managing Risk - Advanced Topics and Emerging Trends, Wisconsin Dells, WI

4/3/2019 9:00 AM - 4:00 PM (CT)

Type: In Person Event

Industry: Financial Institutions

Cost: $249

CPE Credits: 6.5

Seats Remaining: 59

Event Contact:

Name: Mary Boortz

Phone: 715.858.6677

Email: mboortz@wipfli.com

Event Location:

Wilderness Resort – Glacier Canyon Lodge

45 Hillman Road

Wisconsin Dells

Wisconsin

53965


BSA compliance is about not just properly completing regulatory reports, but also being aware of the emerging trends that face the banking industry. This workshop is designed to be a higher-level overview of the day-to-day responsibilities of the BSA Officer and is dedicated to those high-risk pressing issues that worry you the most. We will cover the areas needed to provide you a good understanding of your roles and responsibilities and what examiner expectations are of this position, including:

• BSA roundup – discussing what’s new since last year
• Updates to the Beneficial Ownership Rule requirement, including addressing frequently asked questions and answering participant questions
• CIP requirements for entities and fiduciary accounts, including compliance with the Beneficial Ownership Rule
• Banking hemp growers, manufacturers and distributors
• Identification of common customer scams
• Combating employee fraud
• Regulatory enforcement actions

 
All participants will receive a copy of the Wipfli BSA Policy and gain an understanding of what a comprehensive written program should include. Sessions will be interactive, with ample opportunity for questions and answers about your most pressing BSA concerns.
 
Who should attend?
BSA Officers, Backup BSA Officers, Compliance Officers, and Internal Auditors
 
Agenda
8:30 – 9:00 a.m.            Registration and continental breakfast
9:00 a.m. – 4:00 p.m.    BSA Workshop
Noon - 1:00 p.m.           Lunch provided
 
 
Registration Fee - $249 per person or website connection for each session

Lodging
Special room rate of $99.99 plus tax and fees if reserved by March 3, 2019. Phone: 800.867.9453 Mention the "#691881, Wipfli BSA Workshop” block at Glacier Canyon Lodge to receive the special rate.

BSA Workshop Assessing and Managing Risk
Advanced Preparation: None
Level: Intermediate/Advanced Instructional
Prerequisite: Basic BSA Knowledge/Attend Mastering the Basics Webinar
Field of Study: Specialized Knowledge
CPE:  6.5 credits

Learning Objectives:

1. Identify and select best practice requirements for a comprehensive risk assessment.
2. Complete CTRs and SARs for complex scenarios. 
3. Recognize how to identify, monitor and report suspicious activity via an automated surveillance system.
4. Apply and implement requirements of the beneficial ownership customer due diligence rule.

CPE

National Registry of CPE Sponsors: Wipfli LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the national Registry of CPE Sponsors through its website: www.NASBARegistry.org.

Instructional Delivery: Group-Live.  For more information regarding administrative policies, such as complaint, cancellation*, and refund policies, please contact Mary Boortz at 715.858.6677 or mboortz@wipfli.com

Registration fees include:

  • Up to 6.5 CPE credits in accordance with the standards of the National Registry of CPE Sponsors. CPE credits are granted based on a 50-minute hour.
  • All participants will receive a copy of the Wipfli BSA Policy and gain an understanding of what a comprehensive written program should include.
  • Reference materials (any PowerPoint presentations and/or additional references).

Cancellation Policy
Cancellations made after March 19, 2019 will be charged $100 per person cancellation fee. If you cancel, you may send a substitute from your organization. Participants who register but neither attend nor cancel are charged for their full registration fee. Call Mary Boortz at 715.858.6677 for questions about this policy.

Speakers

Guthridge_Robin
Robin Guthridge, CAMS, CRCM
Senior Manager
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Ferwerda_Kristen
Kristen Ferwerda, CRCM
Senior Specialist
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Event Location:

Wilderness Resort – Glacier Canyon Lodge

45 Hillman Road

Wisconsin Dells

Wisconsin

53965