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SEC fines for cybersecurity breaches: How to increase your security and avoid penalties

Oct 21, 2021

Cybersecurity is at the forefront of the news today. With large amounts of money and data on high-net-worth individuals, wealth and asset management firms are not immune to cybersecurity attacks and are appealing targets for cyber criminals. Yet the sector has only recently been making large-scale efforts to improve its cybersecurity. To thrive in today’s complex business environment — and keep pace with rapid transformation in the digital era — you need a dynamic approach to risk and regulation.

Three key takeaways from this discussion:

  • Form a better understanding of how hacks happen and how cybercriminals break into systems and steal data.
  • Learn how to become more resistant to cybersecurity attacks and make them less likely to happen in your organization.
  • Develop a plan to document your cybersecurity program to meet regulatory scrutiny.

This webinar was designed for: Wealth and asset management firms


  • Anna Kooi
  • Paul Lally
  • Tom Wojcinski
  • Brian Hamburger: Founder and managing member of the Hamburger Law Firm.


Anna Kooi, CPA
National Financial Services Industry Leader, Partner
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Paul T. Lally
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Tom Wojcinski
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