SOX Compliance

Streamline SOX requirements with proven processes and experienced professionals.

Compliance experts tailor Sarbanes Oxley programs to fit needs, meet objectives, and deliver peace of mind. Experienced professionals help clients get started, find best practices, and reduce the cost - but not the quality - of a long-standing and successful program.

Turn SOX program data into internal control knowledge, providing the resources needed to fill technical and capacity resource gaps.

Wipfli teams create a seamless process, identifying an organization’s key business processes related to controls over financial reporting, determining the key controls and systems supporting the business processes, and testing the control’s effectiveness.  

Featured Thought Leader

Sara Mikuta, CPA, CGMA, CIA, CRMA

Sara brings over 30 years of experience and leads a team responsible for the development and delivery of internal audit services, regulatory compliance examination services, loan portfolio services, information technology services, and fiduciary and trust services. Her depth of knowledge and experience provides her clients with the necessary tools to be successful in their endeavors.

Robert D. Cedergren, CPA, CGMA, CITP, CISM, CISA, CGEIT

Bob is the leader of Wipfli’s risk advisory services practice. Leveraging his 20+ years of experience, Bob provides consulting services to clients in the areas of risk management and is a frequent speaker and author on risk management-related topics including risk assessments, business continuity planning, and management of internal controls.

Featured Insight

Public Company Insights Newsletter - February/March 2017

In this issue, we discuss:

  • A Delaware court case addressing conflicts of interest in M&A transactions
  • Accounting Standards (ASU) No. 2016-15, Statement of Cash Flows
  • A new Nasdaq rule that tightens the reins on golden leash arrangements
  • The latest information on conflict minerals reporting
  • Real Stories, Real Value: How Wipfli helped four public companies