Risk advisory for financial services

Increasing regulatory scrutiny, technology risks and operational complexity are creating new challenges for financial services. Discover solutions to protect your organization while pursuing growth.

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FDICIA thresholds raised

Effective January 1, 2026, Part 363 $500 million thresholds have been raised to $1 billion, and $1 billion thresholds have been raised to $5 billion.

Why Wipfli?

Wipfli supports your monitoring and mitigation efforts with an integrated perspective and proactive guidance based on industry experience. We understand the challenges you face in managing regulations and assets, and we’re ready to help you apply the strategies needed to mitigate risk across your organization.

With talent, tools and holistic solutions, we can support the full spectrum of your governance, control and compliance needs.

Our risk advisory services for financial services organizations include:

Get support for navigating an ever-changing, complex regulatory landscape with Wipfli. Our team brings extensive experience and risk-based solutions to help strengthen your compliance management system.
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Wipfli’s integrated services help you build a more resilient and transparent organization. We offer industry specific support for managing your governance, risk and controls, including ALM consulting, call report assistance and FDICIA compliance services.
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Wipfli can help you investigate fraud and build resilient strategies with our forensic advisory services. We apply the latest technology and decades of experience to helping you recover and emerge stronger after an incident.

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Identify, prioritize and mitigate your operational risks with Wipfli. Our team brings a unique perspective and experience in navigating complex financial services operations, positioning us to help you build a more resilient, strategy-driven organization.

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Wipfli provides proactive support in helping you develop an effective loan review function. Our experienced loan professionals can help you confirm the quality of your risk ratings and make more informed decisions about lending.
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New technology brings new opportunities and new risks. Wipfli can help you manage technology risk with industry-specific support for cybersecurity and data privacy, digital forensics, SOC audits and IT controls reviews.

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Trust is vital to your organization’s success. Let Wipfli help you prevent, identify and address fraud effectively. We understand the industry and the diversity of fraud risks your organization faces, positioning us to better help you protect it.

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Insights and resources

  • Shot of two colleagues working on a laptop.

    ARTICLE

    CDD Rule: What financial institutions need to know

    FinCEN’s CTA rollback does not eliminate CDD Rule requirements. Learn what financial institutions should know about beneficial ownership obligations.

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    ARTICLE

    How financial institutions can compete in today’s economy

    Financial institutions now operate in a hyper-fast, attention-driven economy. Learn which growth and risk-management strategies will help attract customers.

  • Smiling faces

    ARTICLE

    Participation loans: protect your position

    Learn how financial institutions can manage the risks associated with participation loans through independent credit evaluation, clear agreements and ongoing credit monitoring.

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We provide practical guidance and industry experience to help you balance risk, performance and growth.

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See how Wipfli’s collaborative approach can help your organization turn regulatory, operational and technology challenges into opportunities for growth and resilience.