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Risk and regulatory compliance for financial institutions

Risk management is crucial for institutions

But today’s ever-changing regulatory environment makes it difficult to stay compliant and address new risks — all while maintaining a strong balance sheet.

Wipfli can help. Our risk and regulatory compliance specialists understand the intricacies of financial institutions. Leveraging decades of experience, they assist clients with proactively developing best practices and risk management strategies, identifying and mitigating existing risk, preparing for audits and much more.

Regulatory compliance services

Maintain an effective compliance program with Wipfli. We help with everything from compliance monitoring and support to policy and procedure development to answering your day-to-day compliance questions.

FDICIA compliance services

Institutions approaching $500M or $1B in assets may rapidly find themselves noncompliant with FDICIA requirements. Let our team of FDICIA specialists guide your institution along each step of the compliance process.

Loan review and loan portfolio services

Whether you need a one-time loan review or periodic ongoing reviews, Wipfli’s seasoned loan review professionals can confirm the quality and consistency of risk ratings and credit administration to address various risks.

Trust and fiduciary services

Financial institutions offering trust services to customers are required to have a third party perform an independent audit of their trust operations. Wipfli can assist you with audit planning, risk assessments and more.

ALM consulting

Is your institution carrying too much concentrated risk? Let Wipfli help you manage interest rate risk and liquidity risk, develop a comprehensive ALM framework and validate ALM processes, train your management and board and much more.

BSA program independent audit and system validation

Maintaining compliance with the Bank Secrecy Act (BSA) takes time and resources. Help ensure a healthier BSA program that passes regulatory exams with ease with an independent audit or system validation from Wipfli.

Internal audits

Uncover current areas of high risk in your institution and get a strong and tailored internal audit plan.

Enterprise risk management

Financial institutions can proactively identify and mitigate risks with the right risk culture and tools.

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BSA Program
See the bigger picture with an independent BSA audit or system validation from Wipfli
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